WealthServ® Investments

Full-featured solution for trade processing, reporting, and compensation processing

Introducing WealthServ Investments, iPipeline's comprehensive front-to-back-office solution for mutual funds.

Key features

Automated Trade Processing

Easily track and process trades -- digitally -- through an automated workflow and interactive connection to FundServ

Comprehensive Commission Management

Generate complex commission payout grids and full reconciliation by linking advisor data for a more comprehensive advisor ledger

Efficient Compliance Safeguard

Mitigate risk with our efficient compliance tools which feature a tiered compliance module for your back office, helping to identify trades that need to be reviewed while monitoring compliance issues (such as validation of broker license checks) to safeguard against possible compliance infractions

Empowering Investment Solutions

A complete back-office solution that empowers Broker-Dealers to market, transact, and report investments -- securely, swiftly, and effectively

Business Process Alignment

Alignment of business processes enables Broker-Dealers to successfully align their business processes and information systems

Value-Creating Investment Tools

Our tools help you create value for your enterprise and we’re a perfect partner for your investment operations

The iPipeline difference

WealthServ Investments from iPipeline provides you with:

An unequalled feature in its back-office-tiered compliance module – which truly sets WealthServ Investments apart from the competition
The outstanding ability to mitigate risk by identifying trades that need to be reviewed and monitoring compliance issues, such as broker license validation and E&O checks to help you safeguard against potential compliance infractions
A platform that's built to deliver value, efficiency, and security, empowering you to navigate the world of investments with confidence
Our experience and expertise of being one of the first in the industry, all backed by the security and stability of being a business unit of Roper Technologies, Inc.

Benefits to MGAs and National Accounts

Full-featured trade processing, reporting, and compensation platform -- for both segregated and mutual funds
Provides the flexibility to choose the processing model that best supports your business, whether that is centralized trade processing by back-office staff or advisors -- or a hybrid combination
End-to-end electronic compliance, reduces risk and supports your advisors in protecting their businesses

Benefits to Mutual Fund Dealers

Full-featured trade processing, reporting, and compensation platform is tailored to meet your specific business needs
Provides the flexibility to choose the processing model that best supports your business
End-to-end electronic compliance system minimizes risk and provides robust support for your advisor