WealthServ® Investments

Full-featured solution for trade processing, reporting, and compensation processing

Introducing WealthServ Investments, iPipeline's comprehensive front-to-back-office solution for mutual funds.

Key features

Automated Trade Processing
Easily track and process trades -- digitally -- through an automated workflow and interactive connection to FundServ
Comprehensive Commission Management
Generate complex commission payout grids and full reconciliation by linking advisor data for a more comprehensive advisor ledger
Efficient Compliance Safeguard
Mitigate risk with our efficient compliance tools which feature a tiered compliance module for your back office, helping to identify trades that need to be reviewed while monitoring compliance issues (such as validation of broker license checks) to safeguard against possible compliance infractions
Empowering Investment Solutions
A complete back-office solution that empowers Broker-Dealers to market, transact, and report investments -- securely, swiftly, and effectively
Business Process Alignment
Alignment of business processes enables Broker-Dealers to successfully align their business processes and information systems
Value-Creating Investment Tools
Our tools help you create value for your enterprise and we’re a perfect partner for your investment operations

The iPipeline difference

WealthServ Investments from iPipeline provides you with:

  • An unequalled feature in its back-office-tiered compliance module – which truly sets WealthServ Investments apart from the competition 
  • The outstanding ability to mitigate risk by identifying trades that need to be reviewed and monitoring compliance issues, such as broker license validation and E&O checks to help you safeguard against potential compliance infractions
  • A platform that’s built to deliver value, efficiency, and security, empowering you to navigate the world of investments with confidence
  • Our experience and expertise of being one of the first in the industry, all backed by the security and stability of being a business unit of Roper Technologies, Inc.
Benefits to MGAs and National Accounts
  • Full-featured trade processing, reporting, and compensation platform — for both segregated and mutual funds 
  • Provides the flexibility to choose the processing model that best supports your business, whether that is centralized trade processing by back-office staff or advisors — or a hybrid combination 
  • End-to-end electronic compliance, reduces risk and supports your advisors in protecting their businesses
Benefits to Mutual Fund Dealers
  • Full-featured trade processing, reporting, and compensation platform is tailored to meet your specific business needs 
  • Provides the flexibility to choose the processing model that best supports your business
  • End-to-end electronic compliance system minimizes risk and provides robust support for your advisor

Works well with

WealthServ Insurance
Agency Management
Customer Relationship Management

More information

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